Corporate Finance

Transactions - Public Offerings

$6,200,000

Ante5 Oil & Gas

Common
Stock Offering

Exclusive Agent

July 2011

$79,350,000

Titan Machinery

Common
Stock Offering

Co-Manager

May 2011

$59,300,000

ShopNBC

Common
Stock Offering

Co-Manager

March 2011

$50,000,000

Voyager Oil & Gas

Common
Stock Offering

Co-Manager

March 2011

$6,800,000

Electromed

Common
Stock Offering

Sole Manager

August 2010

$13,335,350

STI

Common
Stock Offering

Co-Manager

August 2010

$15,400,000

S&W Seed

Common
Stock Offering

Co-Manager

June 2010

$32,344,000

Global Traffic Network

Follow-On
Offering

Co-Manager

July 2007

$39,960,000

MathStar

Follow-On
Offering

Co-Manager

June 2007

$37,030,000

Wireless Ronin

Follow-On
Offering

Co-Manager

June 2007

$20,700,000

Wireless Ronin

Common Stock
Offering

Sole Manager

November 2006

$30,250,000

Global Traffic Network

Common Stock
Offering

Sole Manager

March 2006

$27,600,000

MathStar

Common Stock
Offering

Sole Manager

October 2005

$24,475,000

Poker Tek

Common Stock
Offering

Sole Manager

October 2005

$22,000,000

Kona Grill

Common Stock
Offering

Co-Manager

August 2005

$3,150,000

Peoples Education

Follow-On
Offering

Sole Manager

May 2005

$30,250,000

CABG Medical

Common Stock
Offering

Co-Manager

December 2004

$36,800,000

World Poker Tour

Common Stock
Offering

Sole Manager

August 2004